Helios High Yield Fund:HHY

    Overview

    As of 4/17/2014

     Share
    Price
    NAVPremium/
    Discount
    Current$10.14$10.63-4.61%
    52 Wk Avg$9.84$10.49-6.25%
    52 Wk High$10.69$10.87-0.47%
    52 Wk Low$9.14$9.98-10.40%
    Regular Distribution TypeIncome Only
    Distribution Rate8.88%
    Distribution Amount$0.0750
    Distribution FrequencyMonthly
    Past performance is no guarantee of future results.

    Basic Information

    Investment Objective

    The Fund seeks high current income by investing in high yield bonds, debentures and other debt instruments

    Capital Structure

    As of 4/17/2014

    Total Net Assets:$100.940M
    Total Common Assets:$72.789M
    Common Shares Outstanding:6,847,565
    Leverage

    As of 12/31/2013

    Preferred Share Assets:
    Type of Preferred:
    Total Debt (USD): $28.000M
    Structural Leverage (USD): $28.000M
    Structural Leverage (%): 28.10%
    Effective Leverage (USD): $28.000M
    Effective Leverage (%): 28.10%
    Preferred Share Rates
    Date Symbol Series Rate Shares
    Annual Expense Ratios

    As of 6/30/2013

      Per Common Share
    Management Fees1.00%
    Other Expenses:0.47%
    Baseline Expense: 1.47%
    Interest Expense:0.53%
    Total: 2.00%

    Fund Management

    Fund Sponsor
    Brookfield Investment Management

    Portfolio Managers
    Richard Cryan (25 May 2011) / Dana E. Erikson (26 Aug 2009) / Mark Shipley (25 May 2011)

    Basics
    Category:Taxable Income-High Yield
    Ticker:HHY
    NAV Ticker:XHHYX
    Average Daily Volume (shares):29,000
    Average Daily Volume (USD):$0.284M
    Inception Date:7/31/1998
    Inception Share Price:$15.00
    Inception NAV:$14.89
    Tender Offer:No
    Term:No
    Fiscal Year End:June 30
    Third Party Links & Reports

    Distributions

    As of 4/17/2014

    Past performance is no guarantee of future results.
    Distribution History

    Enter declared start and end dates to display distribution history below. Income, Long Gain, Short Gain and ROC breakdowns will only be shown for the past year.

    Declared Date Payable Date Ex Date Distrib Amount Income Long Gain Short Gain ROC
    Key Information Regarding Distributions
    Avg. Earnings Per Share:
    As of 12/31/2013
    $0.0799
    Annualized Distribution Rate on NAV:
    As of 4/17/2014
    8.47%
    Total Return on NAV (12 months):
    As of 4/17/2014
    9.77%
    Avg. UNII Per Share:
    As of 12/31/2013
    $0.0369
    Avg. Portfolio Coupon:
    As of 4/17/2014
    8.11%
    Total % Portfolio Effectively Leveraged:
    As of 4/17/2014
    28.10%

    Pricing Information

    Premium/Discount Information
    Past performance is no guarantee of future results.
    Premium/Discount Information

    As of 4/17/2014

    PeriodAvg Discount
    6 Month-6.54%
    1 Year-6.25%
    3 Year-1.40%
    5 Year-5.86%
    Pricing History
    Date NAV Premium / Discount

    Performance

    Calendar Year Total Returns

    As of 4/17/2014
    Category: High Yield Leveraged

    Past 20 Years

    Return YearPriceNAVCategory - PriceCategory - NAV
    YTD7.72%3.94%5.41%3.76%
    20134.87%10.65%4.71%9.12%
    201213.21%19.42%10.07%21.43%
    201120.76%6.44%10.79%2.77%
    201025.55%14.37%20.83%21.26%
    200935.18%40.95%96.64%72.27%
    2008-21.27%-26.14%-42.08%-43.32%
    2007-2.26%1.72%-22.69%-12.02%
    200614.63%10.30%17.61%13.57%
    2005-1.54%0.24%0.68%4.15%
    20041.71%17.54%13.38%15.53%
    200349.95%41.40%37.64%37.58%
    2002-7.10%6.86%-5.77%-3.20%
    200127.13%3.50%  
    2000-2.83%-14.14%  
    1999-10.66%2.71%  
    Past performance is no guarantee of future results.
    Annualized Total Returns

    Returns for periods less than one year are cumulative rather than annualized

    As of 4/17/2014
    Category: High Yield Leveraged

    Past performance is no guarantee of future results.

    Portfolio Characteristics

    Portfolio Characteristics
    Average Coupon:
    As of 4/17/2014
    8.11%
    Average Maturity:
    As of 12/31/2013
    4.65 yrs
    Number of Holdings:
    As of 12/31/2013
    137
    Annual Portfolio Turnover:
    As of 6/30/2013
    28.00%
    Asset Allocation

    As of 12/31/2013 reported by Fund Sponsor

    Top Sectors

    As of 12/31/2013 reported by Fund Sponsor

    Sector%Portfolio
    Debt - Corp High Yield 94.72%
    Loan Opportunities 1.87%
    Net Current Assets 1.63%
    General Equity 1.21%
    Derivatives (War Opt Fut)0.50%
    Debt - Short 0.06%
    Top Holdings

    As of 12/31/2013 reported by Fund Sponsor

    HoldingValue% Portfolio
    Cash Offset For Short Forward$3.88M3.87%
    Citizens Comms 7.125% 7.13 15 Mar 2019$1.35M1.34%
    First Data 144A 11.25% 11.25 15 Jan 2021$1.32M1.32%
    Casella Waste Sys 7.75% 7.75 15 Feb 2019$1.31M1.30%
    Amer Axle & Mfg 6.25% 6.25 15 Mar 2021$1.30M1.30%
    Arch Coal 7.25% 7.25 15 Jun 2021$1.26M1.26%
    Georgia Pac 7.375% 7.38 01 Dec 2025$1.23M1.23%
    Reynolds Grp Issuer 9% 9.00 15 Apr 2019$1.19M1.19%
    USG Corp 7.75% 2018 9.75 15 Jan 2018$1.18M1.18%
    Hca 8% 8.00 01 Oct 2018$1.18M1.18%
    Cablevision Systems 8.625% 2017 8.63 15 Sep 2017$1.17M1.16%
    Credit Quality

    As of 12/31/2013 reported by Fund Sponsor

    Country Allocation

    As of 12/31/2013 reported by Fund Sponsor

    Country% Portfolio
    USA 100.00%

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