Tri-Continental Corporation:TY

    Overview

    As of 7/24/2014

     Share
    Price
    NAVPremium/
    Discount
    Current$21.20$24.70-14.17%
    52 Wk Avg$19.62$22.87-14.23%
    52 Wk High$21.22$24.70-12.03%
    52 Wk Low$18.06$21.03-14.93%
    Regular Distribution TypeIncome Only
    Distribution Rate3.22%
    Distribution Amount$0.1850
    Distribution FrequencyQuarterly
    Past performance is no guarantee of future results.

    Basic Information

    Investment Objective

    The Fund seeks to produce future growth of both capital and income while providing reasonable current income

    Capital Structure

    As of 7/24/2014

    Total Net Assets:$1,572.397M
    Total Common Assets:$1,534.761M
    Common Shares Outstanding:62,136,052
    Leverage

    As of 12/31/2013

    Preferred Share Assets: $38.000M
    Type of Preferred: Cumulative Preferred Shares
    Total Debt (USD):
    Structural Leverage (USD): $38.000M
    Structural Leverage (%): 2.55%
    Effective Leverage (USD): $38.000M
    Effective Leverage (%): 2.55%
    Preferred Share Rates
    Date Symbol Series Rate Shares
    Annual Expense Ratios

    As of 12/31/2013

      Per Common Share
    Management Fees0.36%
    Other Expenses:0.11%
    Baseline Expense: 0.47%
    Interest Expense:0.00%
    Total: 0.47%

    Fund Management

    Fund Sponsor
    RiverSource Investments, LLC

    Portfolio Managers
    Oliver E. Buckley (02 Mar 2012) / Brian Condon (03 Jul 2010) / Yan Jin (02 Mar 2012) / David King (14 Apr 2011)

    Basics
    Category:US Equity-General Equity
    Ticker:TY
    NAV Ticker:XTYCX
    Average Daily Volume (shares):49,000
    Average Daily Volume (USD):$0.964M
    Inception Date:1/14/1929
    Inception Share Price:$10.00
    Inception NAV: 
    Tender Offer:Yes
    Term:No
    Fiscal Year End:December 31
    Third Party Links & Reports

    Distributions

    As of 7/24/2014

    Past performance is no guarantee of future results.
    Distribution History

    Enter declared start and end dates to display distribution history below. Income, Long Gain, Short Gain and ROC breakdowns will only be shown for the past year.

    Declared Date Payable Date Ex Date Distrib Amount Income Long Gain Short Gain ROC
    Key Information Regarding Distributions
    Avg. Earnings Per Share:
    As of 12/31/2013
    $0.0566
    Annualized Distribution Rate on NAV:
    As of 7/24/2014
    2.76%
    Total Return on NAV (12 months):
    As of 7/24/2014
    18.15%
    Avg. UNII Per Share:
    As of 12/31/2013
    $0.0108
    Total % Portfolio Effectively Leveraged:
    As of 7/24/2014
    2.55%

    Pricing Information

    Premium/Discount Information
    Past performance is no guarantee of future results.
    Premium/Discount Information

    As of 7/24/2014

    PeriodAvg Discount
    6 Month-14.33%
    1 Year-14.23%
    3 Year-14.12%
    5 Year-14.49%
    Pricing History
    Date NAV Premium / Discount

    Performance

    Calendar Year Total Returns

    As of 7/24/2014
    Category: US General Equity

    Past 20 Years

    Return YearPriceNAVCategory - PriceCategory - NAV
    YTD8.00%8.51%5.96%6.27%
    201329.18%27.11%33.34%29.39%
    201217.13%15.60%16.87%14.60%
    20115.46%6.86%-4.21%-2.93%
    201021.85%18.23%21.08%19.95%
    200919.14%23.63%39.07%32.71%
    2008-45.89%-44.30%-45.35%-41.23%
    20073.50%-1.34%1.89%5.34%
    200622.10%17.27%19.04%15.25%
    20052.81%2.45%5.09%6.31%
    200413.13%13.11%15.29%13.39%
    200325.24%25.54%31.70%30.83%
    2002-28.18%-26.44%-24.83%-22.38%
    2001-5.23%-11.07%  
    2000-11.56%-10.61%  
    199912.64%8.94%  
    199826.19%22.37%  
    199727.96%23.51%  
    199621.94%18.69%  
    199527.79%24.41%  
    1994-4.63%-3.00%  
    Past performance is no guarantee of future results.
    Annualized Total Returns

    Returns for periods less than one year are cumulative rather than annualized

    As of 7/24/2014
    Category: US General Equity

    Past performance is no guarantee of future results.

    Portfolio Characteristics

    Portfolio Characteristics
    Number of Holdings:
    As of 5/31/2014
    202
    Annual Portfolio Turnover:
    As of 12/31/2013
    62.00%
    Asset Allocation

    As of 3/31/2014 reported by Fund Sponsor

    Top Sectors

    As of 3/31/2014 reported by Fund Sponsor

    Sector%Portfolio
    General Equity 67.66%
    Debt - Convertible Bonds 11.22%
    Debt - Corporate 11.14%
    Debt - Convertible Prefs 7.87%
    Net Current Assets 1.13%
    Money Market Fund 0.71%
    Debt - Pref Shrs 0.26%
    Top Holdings

    As of 5/31/2014 reported by Fund Sponsor

    HoldingValue% Portfolio
    Apple, Inc.$37.44M2.43%
    Verizon Communications Inc$28.05M1.82%
    Conocophillips$26.62M1.73%
    Cisco Systems Inc$26.21M1.70%
    Chevron Corp$23.66M1.54%
    Microsoft Corporation$22.37M1.45%
    Oracle Corporation$20.03M1.30%
    Pfizer Inc$19.75M1.28%
    Raytheon Company$19.06M1.24%
    Citigroup Inc$17.89M1.16%
    Home Depot, Inc.$16.94M1.10%
    Country Allocation

    As of 3/31/2014 reported by Fund Sponsor

    Country% Portfolio
    USA 100.00%

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