Guggenheim Active Allocation Fund:GUG

    Manage Alerts

    Overview

    As of 11/27/2023

     Share
    Price
    NAVPremium/
    Discount
    Current$13.63$15.85-14.01%
    52 Wk Avg$13.94$15.97-12.70%
    52 Wk High$15.33$16.87-9.23%
    52 Wk Low$12.71$15.29-16.59%
    Regular Distribution TypeIncome Only
    Distribution Rate10.45%
    Distribution Amount$0.1188
    Distribution FrequencyMonthly
    Past performance is no guarantee of future results.

    Basic Information

    Investment Objective

    To maximize total return through a combination of current income and capital appreciation, by investing in a wide range of both fixed-income and other debt instruments (“Income Securities”) selected from a variety of sectors and credit qualities, including, but not limited to, government and agency securities, corporate bonds, loans and loan participations, structured finance investments (including residential and commercial mortgage-related securities, asset-backed securities, collateralized debt obligations and risk-linked securities), mezzanine and preferred securities and convertible securities.

    Capital Structure

    As of 11/27/2023

    Total Investment Exposure:$719.237M
    Total Common Assets:$522.734M
    Common Shares Outstanding:32,980,083
    Leverage

    As of 11/27/2023

    Preferred Share Assets:
    Total Debt (USD): $196.503M
    Regulatory Leverage (USD): $196.503M
    Effective Leverage (USD): $196.503M
    Effective Leverage (%): 27.32%
    Annual Expense Ratios

    As of 5/31/2023

      Per Common Share
    Management Fees1.69%
    Other Expenses:0.20%
    Baseline Expense: N/A
    Interest Expense:1.56%
    Total: 3.45%
    Fund Management

    Fund Sponsor
    Guggenheim Investments Asset Management

    Portfolio Managers
    Anne Bookwalter Walsh, Adam J. Bloch, Steven H. Brown, Evan Serdensky

    Basics
    Category: Hybrid-Global Allocation
    Ticker: GUG
    NAV Ticker: XGUGX
    Average Daily Volume (shares): 100,249
    Average Daily Volume (USD): $1.395M
    Inception Date: 11/23/2021
    Inception Share Price: $20.00
    Inception NAV: $20.00
    Tender Offer: No
    Term: No
    Fiscal Year End: May 31
    Third Party Links & Reports

    Distributions

    As of 11/27/2023

    Past performance is no guarantee of future results.
    Distribution History

    Enter declared start and end dates to display distribution history below. Income, Long Gain, Short Gain and ROC breakdowns will only be shown for the past year.

    Declared Date Payable Date Ex Date Distrib Amount Income Long Gain Short Gain ROC

    *Indicates a Special Distribution: A distribution disbursed in addition to the normal distributions paid out by the company.

    Key Information Regarding Distributions
    Avg. Earnings Per Share:
    As of 5/31/2023
    $0.4228
    Annualized Distribution Rate on NAV:
    As of 11/27/2023
    8.99%
    Total Return on NAV (12 months):
    As of 11/27/2023
    8.94%
    Avg. Portfolio Coupon:
    As of 11/27/2023
    6.02%
    Total % Portfolio Effectively Leveraged:
    As of 11/27/2023
    27.32%

    Pricing Information

    Premium/Discount Information
    Past performance is no guarantee of future results.
    Premium/Discount Information

    As of 11/28/2023

    PeriodAvg Discount
    6 Month-13.10%
    1 Year-12.70%
    3 Year 
    5 Year 
    Z-Score

    As of 11/27/2023

    PeriodZStat
    3 Month-0.14
    6 Month-0.67
    1 Year-0.92
    Pricing History
    Date NAV Premium / Discount

    Performance

    Calendar Year Total Returns

    As of 10/31/2023
    Category: Morningstar US CEF Global Allocation

    Past 20 Years

    Return YearPriceNAVCategory - PriceCategory - NAV
    YTD5.92%5.61%-0.13%2.22%
    2022-26.53%-16.55%-21.64%-16.98%
    Past performance is no guarantee of future results.
    Annualized Total Returns

    Returns for periods less than one year are cumulative rather than annualized

    As of 10/31/2023
    Category: Morningstar US CEF Global Allocation

    Past performance is no guarantee of future results.

    Portfolio Characteristics

    Portfolio Characteristics
    Average Coupon:
    As of 11/27/2023
    6.02%
    Number of Holdings:
    As of 8/31/2023
    1220
    Annual Portfolio Turnover:
    As of 5/31/2023
    21.00%
    Average Bond Price:
    As of 8/31/2023
    $87.89
    Asset Allocation

    As of 8/31/2023

    Top Sectors

    As of 8/31/2023

    Sector%Portfolio
    Corporate (Super Sector)70.68%
    Corporate Bond40.89%
    Bank Loan24.54%
    Securitized (Super Sector)18.61%
    Asset Backed14.49%
    Preferred Stock5.04%
    Cyclical (Super Sector)3.91%
    Sensitive (Super Sector)1.99%
    Agency Mortgage Backed1.84%
    Government Commercial Mortgage Backed1.82%
    State Allocation

    As of 8/31/2023

    State% Portfolio
    New York0.00%
    Top Holdings

    As of 8/31/2023

    HoldingValue% Portfolio
    CIFC Funding 2014-IV-R LTD / LLC$8.67M1.36%
    Madison Park Funding LIII Ltd / LLC$7.25M1.14%
    HOTWIRE FUNDING LLC 4.459%$6.43M1.01%
    Nustar Logistics, L.P. 6.375%$5.78M0.90%
    Guggenheim Risk Managed Real Estt Instl$5.71M0.89%
    Misys Ltd (Almonde Inc)$5.62M0.88%
    Laseraway Ii Llc Tl$5.56M0.87%
    American Bath Group Llc$5.42M0.85%
    Umbs 30Yr Tba(Reg A)$5.38M0.84%
    Pelican Products Inc - Te$5.31M0.83%
    Credit Quality

    As of 8/31/2023

    Maturity Breakdown

    As of 8/31/2023

    Country Allocation

    As of 8/31/2023

    Country% Portfolio
    United States - Fixed Income49.82%
    United States - Equity5.82%
    United Kingdom - Fixed Income2.47%
    Canada - Fixed Income1.92%
    Others - Fixed Income1.04%
    Germany - Fixed Income0.84%
    France - Fixed Income0.84%
    Netherlands - Fixed Income0.70%
    Switzerland - Fixed Income0.42%
    Canada - Equity0.37%
    Czech Republic - Fixed Income0.22%
    Australia - Equity0.11%
    Ireland - Fixed Income0.11%
    South Africa - Equity0.06%
    China - Equity0.04%
    Switzerland - Equity0.04%
    Singapore - Equity0.03%
    Italy - Fixed Income0.02%
    Mexico - Fixed Income0.02%
    United Kingdom - Equity0.02%
    China - Fixed Income0.01%
    Brazil - Fixed Income0.01%
    Israel - Fixed Income0.01%
    Turkey - Equity0.01%
    Argentina - Fixed Income0.01%
    Peru - Equity0.01%
    Australia - Fixed Income0.01%
    Belgium - Fixed Income0.01%
    Colombia - Fixed Income0.00%
    Others - Equity0.00%
    Taiwan - Equity0.00%
    Indonesia - Fixed Income0.00%
    Israel - Equity0.00%
    India - Fixed Income0.00%
    Japan - Fixed Income0.00%
    Sweden - Fixed Income0.00%
    Spain - Fixed Income0.00%
    Finland - Fixed Income0.00%
    South Africa - Fixed Income0.00%
    Russia - Fixed Income0.00%
    Ireland - Equity0.00%
    Hong Kong - Fixed Income0.00%
    Greece - Fixed Income0.00%
    Chile - Equity0.00%
    Poland - Fixed Income0.00%
    South Korea - Fixed Income0.00%
    Peru - Fixed Income0.00%
    Thailand - Fixed Income0.00%
    Philippines - Fixed Income0.00%
    Turkey - Fixed Income0.00%
    Singapore - Fixed Income0.00%
    Norway - Fixed Income0.00%
    Portugal - Fixed Income0.00%
    Vietnam - Fixed Income0.00%
    Pakistan - Fixed Income0.00%
    Malaysia - Fixed Income0.00%
    Taiwan - Fixed Income0.00%
    New Zealand - Fixed Income0.00%

    Closed-end fund historical distribution sources have included net investment income, realized gains, and return of capital. For more detailed information on the distributions of a specific fund, please visit the sponsor's website.

    NOTES:

    Distribution type sourced from Morningstar. For specific information about a fund's distribution sources, visit the fund sponsor's website.

    The following information applies to closed-end funds in general: Fund shares are not guaranteed or endorsed by any bank or other insured depository institution, and are not federally insured by the Federal Deposit Insurance Corporation. Shares of closed-end funds are subject to investment risks, including the possible loss of principal invested. There can be no assurance that fund objectives will be achieved. Closed-end funds frequently trade at a discount to their net asset value. NAV returns are net of fund expenses, and assume reinvestment of distributions.

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