Guggenheim Active Allocation Fund:GUG

    Manage Alerts


    As of 7/3/2022. NAV as of 7/1/2022.

    52 Wk Avg   
    52 Wk High$20.28$20.29 
    52 Wk Low$13.55$16.11 
    Regular Distribution TypeIncome Only
    Distribution Rate9.84%
    Distribution Amount$0.1188
    Distribution FrequencyMonthly
    Past performance is no guarantee of future results.

    Basic Information

    Investment Objective

    To maximize total return through a combination of current income and capital appreciation, by investing in a wide range of both fixed-income and other debt instruments (“Income Securities”) selected from a variety of sectors and credit qualities, including, but not limited to, government and agency securities, corporate bonds, loans and loan participations, structured finance investments (including residential and commercial mortgage-related securities, asset-backed securities, collateralized debt obligations and risk-linked securities), mezzanine and preferred securities and convertible securities.

    Capital Structure

    As of 7/3/2022

    Total Investment Exposure:$529.648M
    Total Common Assets:$529.648M
    Common Shares Outstanding:32,755,000
    Annual Expense Ratios

    As of 5/31/2022

      Per Common Share
    Management FeesN/A
    Other Expenses:N/A
    Baseline Expense: N/A
    Interest Expense:N/A
    Total: 0.00%
    Fund Management

    Fund Sponsor
    Guggenheim Investments Asset Management

    Portfolio Managers
    B. Scott Minerd, Anne Bookwalter Walsh, Adam Bloch, Steven H. Brown, Perry Hollowell, Evan Serdensky

    Category: Hybrid-Global Allocation
    Ticker: GUG
    NAV Ticker: XGUGX
    Average Daily Volume (shares):
    Average Daily Volume (USD): M
    Inception Date: 11/23/2021
    Inception Share Price: $20.00
    Inception NAV: $20.00
    Tender Offer: No
    Term: No
    Fiscal Year End: May 31
    Third Party Links & Reports


    As of 7/3/2022

    Past performance is no guarantee of future results.
    Distribution History

    Enter declared start and end dates to display distribution history below. Income, Long Gain, Short Gain and ROC breakdowns will only be shown for the past year.

    Declared Date Payable Date Ex Date Distrib Amount Income Long Gain Short Gain ROC

    *Indicates a Special Distribution: A distribution disbursed in addition to the normal distributions paid out by the company.

    Key Information Regarding Distributions
    Avg. Earnings Per Share:
    As of
    Annualized Distribution Rate on NAV:
    As of 7/3/2022
    Avg. Portfolio Coupon:
    As of 7/3/2022
    Total % Portfolio Effectively Leveraged:
    As of 7/3/2022

    Pricing Information

    Premium/Discount Information
    Past performance is no guarantee of future results.
    Premium/Discount Information

    As of 7/4/2022

    PeriodAvg Discount
    6 Month-8.16%
    1 Year 
    3 Year 
    5 Year 

    As of 7/4/2022

    3 Month0.26
    6 Month-0.57
    1 Year 
    Pricing History
    Date NAV Premium / Discount


    Calendar Year Total Returns

    As of 6/30/2022
    Category: Morningstar US CEF Global Allocation

    Past 20 Years

    Return YearPriceNAVCategory - PriceCategory - NAV
    Past performance is no guarantee of future results.
    Annualized Total Returns

    Returns for periods less than one year are cumulative rather than annualized

    As of 6/30/2022
    Category: Morningstar US CEF Global Allocation

    Past performance is no guarantee of future results.

    Portfolio Characteristics

    Portfolio Characteristics
    Average Coupon:
    As of 7/1/2022
    Number of Holdings:
    As of 11/30/2021
    Average Bond Price:
    As of 11/30/2021
    Asset Allocation

    As of 11/30/2021

    Top Sectors

    As of 11/30/2021

    Corporate (Super Sector)48.03%
    Corporate Bond28.64%
    Sensitive (Super Sector)20.59%
    Bank Loan16.54%
    Cyclical (Super Sector)16.40%
    Defensive (Super Sector)9.37%
    Consumer Cyclical6.21%
    Financial Services6.10%
    State Allocation

    As of 11/30/2021

    State% Portfolio
    New York0.00%
    Top Holdings

    As of 11/30/2021

    HoldingValue% Portfolio
    Invesco QQQ Trust$23.41M4.01%
    SPDR® S&P 500 ETF Trust$22.85M3.92%
    iShares Russell 2000 ETF$22.24M3.82%
    United States Treasury Bills 0%$9.00M1.54%
    HOTWIRE FUNDING LLC 4.459%$7.74M1.33%
    CCO Holdings, LLC/ CCO Holdings Capital Corp.$6.40M1.10%
    Nustar Logistics, L.P. 6.375%$6.39M1.10%
    Cengage Learning, Inc. Tl$5.72M0.98%
    Laseraway Ii Llc Tl$5.72M0.98%
    Lyons Magnus (Sierra/Resi$5.71M0.98%
    Credit Quality

    As of 11/30/2021

    Maturity Breakdown

    As of 11/30/2021

    Country Allocation

    As of 11/30/2021

    Country% Portfolio
    United States - Equity45.70%
    United States - Fixed Income25.01%
    United Kingdom - Fixed Income1.69%
    Netherlands - Fixed Income0.88%
    Ireland - Fixed Income0.87%
    Canada - Fixed Income0.75%
    Germany - Fixed Income0.70%
    Others - Fixed Income0.64%
    France - Fixed Income0.50%
    China - Equity0.21%
    Greece - Fixed Income0.16%
    Switzerland - Equity0.14%
    United Kingdom - Equity0.12%
    Singapore - Equity0.06%
    Brazil - Equity0.03%
    Others - Equity0.03%
    Taiwan - Equity0.02%
    Netherlands - Equity0.02%
    Canada - Equity0.01%
    Israel - Equity0.01%
    Chile - Equity0.01%
    Ireland - Equity0.01%
    Germany - Equity0.00%
    Hong Kong - Equity0.00%
    Mexico - Fixed Income0.00%
    China - Fixed Income0.00%
    Italy - Fixed Income0.00%
    Brazil - Fixed Income0.00%
    Australia - Fixed Income0.00%
    Belgium - Fixed Income0.00%
    Switzerland - Fixed Income0.00%
    Japan - Fixed Income0.00%
    Israel - Fixed Income0.00%
    Sweden - Fixed Income0.00%
    Indonesia - Fixed Income0.00%
    Argentina - Fixed Income0.00%
    Spain - Fixed Income0.00%
    Russia - Fixed Income0.00%
    India - Fixed Income0.00%
    Hong Kong - Fixed Income0.00%
    Singapore - Fixed Income0.00%
    Colombia - Fixed Income0.00%
    Peru - Fixed Income0.00%
    Denmark - Fixed Income0.00%
    Finland - Fixed Income0.00%
    Chile - Fixed Income0.00%
    Turkey - Fixed Income0.00%
    Thailand - Fixed Income0.00%
    Philippines - Fixed Income0.00%
    Pakistan - Fixed Income0.00%
    Taiwan - Fixed Income0.00%
    Vietnam - Fixed Income0.00%
    Norway - Fixed Income0.00%
    Poland - Fixed Income0.00%

    Closed-end fund historical distribution sources have included net investment income, realized gains, and return of capital. For more detailed information on the distributions of a specific fund, please visit the sponsor's website.


    Distribution type sourced from Morningstar. For specific information about a fund's distribution sources, visit the fund sponsor's website.

    The following information applies to closed-end funds in general: Fund shares are not guaranteed or endorsed by any bank or other insured depository institution, and are not federally insured by the Federal Deposit Insurance Corporation. Shares of closed-end funds are subject to investment risks, including the possible loss of principal invested. There can be no assurance that fund objectives will be achieved. Closed-end funds frequently trade at a discount to their net asset value. NAV returns are net of fund expenses, and assume reinvestment of distributions.