Pioneer Floating Rate Trust:PHD

    Overview

    As of 4/18/2019

     Share
    Price
    NAVPremium/
    Discount
    Current$10.60$12.09-12.32%
    52 Wk Avg$10.80$12.18-11.35%
    52 Wk High$11.67$12.41-5.89%
    52 Wk Low$9.68$11.56-16.84%
    Regular Distribution TypeIncome Only
    Distribution Rate6.79%
    Distribution Amount$0.0600
    Distribution FrequencyMonthly
    Past performance is no guarantee of future results.

    Basic Information

    Investment Objective

    The Fund seeks high current income with capital preservation through investment in senior floating rate loans, emerging market issuers and hedging transactions

    Capital Structure

    As of 4/18/2019

    Total Net Assets:$447.571M
    Total Common Assets:$304.122M
    Common Shares Outstanding:24,738,174
    Leverage

    As of 11/30/2018

    Preferred Share Assets:
    Type of Preferred:
    Total Debt (USD): $143.000M
    Structural Leverage (USD): $143.000M
    Structural Leverage (%): 32.49%
    Effective Leverage (USD): $143.000M
    Effective Leverage (%): 32.49%
    Annual Expense Ratios

    As of 11/30/2018

      Per Common Share
    Management Fees1.03%
    Other Expenses:0.17%
    Baseline Expense: 1.20%
    Interest Expense:1.35%
    Total: 2.55%
    Fund Management

    Fund Sponsor
    Pioneer Investment Management Inc

    Portfolio Managers
    Johnathan Sharkey (01 Sep 2006)

    Basics
    Category: Taxable Income-Senior Loan
    Ticker: PHD
    NAV Ticker: XPHDX
    Average Daily Volume (shares): 94,000
    Average Daily Volume (USD): $1.012M
    Inception Date: 12/23/2004
    Inception Share Price: $20.00
    Inception NAV: $19.06
    Tender Offer: No
    Term: No
    Fiscal Year End: November 30
    Third Party Links & Reports

    Distributions

    As of 4/18/2019

    Past performance is no guarantee of future results.
    Distribution History

    Enter declared start and end dates to display distribution history below. Income, Long Gain, Short Gain and ROC breakdowns will only be shown for the past year.

    Declared Date Payable Date Ex Date Distrib Amount Income Long Gain Short Gain ROC

    *Indicates a Special Distribution: A distribution disbursed in addition to the normal distributions paid out by the company.

    Key Information Regarding Distributions
    Avg. Earnings Per Share:
    As of 11/30/2018
    $0.0670
    Annualized Distribution Rate on NAV:
    As of 4/18/2019
    5.96%
    Total Return on NAV (12 months):
    As of 4/18/2019
    3.44%
    Avg. UNII Per Share:
    As of 5/31/2018
    -$0.0241
    Total % Portfolio Effectively Leveraged:
    As of 4/18/2019
    32.49%

    Pricing Information

    Premium/Discount Information
    Past performance is no guarantee of future results.
    Premium/Discount Information

    As of 4/18/2019

    PeriodAvg Discount
    6 Month-13.22%
    1 Year-11.35%
    3 Year-7.78%
    5 Year-8.42%
    Z-Score

    As of 4/19/2019

    PeriodZStat
    3 Month0.40
    6 Month0.90
    1 Year-0.40
    Pricing History
    Date NAV Premium / Discount

    Performance

    Calendar Year Total Returns

    As of 4/18/2019
    Category: Senior Loan Funds Leveraged

    Past 20 Years

    Return YearPriceNAVCategory - PriceCategory - NAV
    YTD10.22%6.51%11.13%6.78%
    2018-8.96%-0.99%-7.75%-1.00%
    20172.65%4.23%2.93%5.62%
    201616.60%10.42%23.49%15.45%
    20151.50%1.13%-3.45%-3.29%
    2014-4.89%1.15%-1.40%3.02%
    20132.98%8.00%5.10%11.78%
    201214.20%15.01%23.83%14.50%
    20114.38%3.39%-4.57%1.54%
    201020.97%17.71%18.47%14.99%
    200983.28%69.00%84.43%76.30%
    2008-49.15%-50.14%-48.62%-51.37%
    2007-6.91%0.67%-10.06%-0.50%
    200626.73%12.98%  
    2005-10.13%5.62%  
    Past performance is no guarantee of future results.
    Annualized Total Returns

    Returns for periods less than one year are cumulative rather than annualized

    As of 4/18/2019
    Category: Senior Loan Funds Leveraged

    Past performance is no guarantee of future results.

    Portfolio Characteristics

    Portfolio Characteristics
    Number of Holdings:
    As of 12/31/2018
    473
    Annual Portfolio Turnover:
    As of 11/30/2018
    0.10%
    Asset Allocation

    As of 3/31/2018 reported by Fund Sponsor

    Top Sectors

    As of 7/31/2017 reported by Fund Sponsor

    Sector%Portfolio
    Consumer Discretionary 21.30%
    Health Care 11.40%
    Capital Goods 11.20%
    Broadcast Services 10.80%
    Technology 10.60%
    Top Holdings

    As of 9/30/2018 reported by Fund Sponsor

    HoldingValue% Portfolio
    United States Treasury Bills 0%$6.77M1.51%
    Bright Horizons Family Solutions I 1st L 03 Nov 2023$3.36M0.75%
    American Airlines Inc 1st Lien Tl-B L + 1.75 27 Jun 2025$2.83M0.63%
    Scientific Games International Inc 1st L 2.75 14 Aug 2024$2.82M0.63%
    Sprint Communications Inc 1st Lien Tl-B 2.50 02 Feb 2024$2.55M0.57%
    Valeant Pharmaceuticals Internatio 1st L 3.00 28 May 2025$2.56M0.57%
    Centurylink Inc 1st Lien Tl-B L + 2.75% 2.75 31 Jan 2025$2.51M0.56%
    Staples Inc 1st Lien Tl L + 4% 15aug24 4.00 15 Aug 2024$2.48M0.55%
    Altice Us Finance I Corp 1st Lien Tl-B L 2.25 28 Jul 2025$2.49M0.55%
    Mcgraw-Hill Global Education Holdi 1st L 4.00 02 May 2022$2.37M0.53%
    iShares iBoxx $ High Yield Corporate Bd$2.33M0.52%
    Country Allocation

    As of 3/31/2018 reported by Fund Sponsor

    Country% Portfolio
    USA 82.10%

    Closed-end fund historical distribution sources have included net investment income, realized gains, and return of capital. For more detailed information on the distributions of a specific fund, please visit the sponsor's website.

    NOTES:

    Distribution type sourced from Morningstar. For specific information about a fund's distribution sources, visit the fund sponsor's website.

    The following information applies to closed-end funds in general: Fund shares are not guaranteed or endorsed by any bank or other insured depository institution, and are not federally insured by the Federal Deposit Insurance Corporation. Shares of closed-end funds are subject to investment risks, including the possible loss of principal invested. There can be no assurance that fund objectives will be achieved. Closed-end funds frequently trade at a discount to their net asset value. NAV returns are net of fund expenses, and assume reinvestment of distributions.

    485923-INV-AN-5/19