RiverNorth Capital and Inc Fund:RSF

    Manage Alerts


    As of 3/24/2023

    52 Wk Avg$17.50$17.82-1.85%
    52 Wk High$19.79$19.393.79%
    52 Wk Low$15.10$16.53-8.60%
    Regular Distribution TypeIncome Only
    Distribution Rate11.15%
    Distribution Amount$0.1424
    Distribution FrequencyMonthly
    Past performance is no guarantee of future results.

    Basic Information

    Investment Objective

    The Fund seeks to achieve its investment objective by investing in credit instruments, including a portfolio of securities of specialty finance and other Financial companies that the Fund's Advisor, RiverNorth Capital Management, LLC believes offer attractive opportunities for income. The Fund may invest in income-producing securities of any maturity and credit quality, including below investment grade, and equity securities, including exchange traded funds and registered closed-end funds. Under normal market conditions, investing at least 80% of its Managed Assets in marketplace lending investments.

    Capital Structure

    As of 3/24/2023

    Total Investment Exposure:$111.774M
    Total Common Assets:$70.046M
    Common Shares Outstanding:3,341,577

    As of 3/24/2023

    Preferred Share Assets:
    Total Debt (USD): $41.728M
    Regulatory Leverage (USD): $41.728M
    Effective Leverage (USD): $41.728M
    Effective Leverage (%): 37.33%
    Annual Expense Ratios

    As of 6/30/2022

      Per Common Share
    Management Fees1.97%
    Other Expenses:5.72%
    Baseline Expense: N/A
    Interest Expense:0.04%
    Total: 7.72%
    Fund Management

    Fund Sponsor
    RiverNorth Capital Management, LLC

    Portfolio Managers
    Patrick W. Galley, Andrew Kerai, Janae Stanton

    Category: Fixed Income - Taxable-High Yield
    Ticker: RSF
    NAV Ticker: XRSFX
    Average Daily Volume (shares): 13,879
    Average Daily Volume (USD): $0.239M
    Inception Date: 9/22/2016
    Inception Share Price: $21.42
    Inception NAV:
    Tender Offer: Yes
    Term: No
    Fiscal Year End: June 30
    Third Party Links & Reports


    As of 3/24/2023

    Past performance is no guarantee of future results.
    Distribution History

    Enter declared start and end dates to display distribution history below. Income, Long Gain, Short Gain and ROC breakdowns will only be shown for the past year.

    Declared Date Payable Date Ex Date Distrib Amount Income Long Gain Short Gain ROC

    *Indicates a Special Distribution: A distribution disbursed in addition to the normal distributions paid out by the company.

    Key Information Regarding Distributions
    Avg. Earnings Per Share:
    As of 12/31/2022
    Annualized Distribution Rate on NAV:
    As of 3/24/2023
    Total Return on NAV (12 months):
    As of 3/24/2023
    Total % Portfolio Effectively Leveraged:
    As of 3/24/2023

    Pricing Information

    Premium/Discount Information
    Past performance is no guarantee of future results.
    Premium/Discount Information

    As of 3/27/2023

    PeriodAvg Discount
    6 Month-3.31%
    1 Year-1.85%
    3 Year-5.79%
    5 Year 

    As of 3/24/2023

    3 Month-0.68
    6 Month-1.32
    1 Year-1.94
    Pricing History
    Date NAV Premium / Discount


    Calendar Year Total Returns

    As of 2/28/2023
    Category: Morningstar US CEF High Yield

    Past 20 Years

    Return YearPriceNAVCategory - PriceCategory - NAV
    2019 0.58%21.79%13.91%
    2018 0.63%-5.54%-2.01%
    2017 5.37%9.77%9.23%
    Past performance is no guarantee of future results.
    Annualized Total Returns

    Returns for periods less than one year are cumulative rather than annualized

    As of 2/28/2023
    Category: Morningstar US CEF High Yield

    Past performance is no guarantee of future results.

    Portfolio Characteristics

    Portfolio Characteristics
    Number of Holdings:
    As of 12/31/2022
    Annual Portfolio Turnover:
    As of 6/30/2022
    Average Bond Price:
    As of 12/31/2022
    Asset Allocation

    As of 12/31/2022

    Top Sectors

    As of 12/31/2022

    Corporate (Super Sector)137.04%
    Bank Loan80.81%
    Corporate Bond37.48%
    Cyclical (Super Sector)23.10%
    Financial Services23.09%
    Preferred Stock18.63%
    Securitized (Super Sector)1.18%
    Asset Backed1.05%
    Future Forward0.50%
    Derivative (Super Sector)0.43%
    State Allocation

    As of 12/31/2022

    State% Portfolio
    New York0.01%
    New Jersey0.00%
    Top Holdings

    As of 12/31/2022

    HoldingValue% Portfolio
    XAI Octagon FR & Alt Income Term Trust 6.50% PRF REDEEM 31/03/2026 USD 25$4.33M7.57%
    First Eagle Alternative Capital Bdc Inc 0%$3.69M6.46%
    MidCap Financial Investment Corp 5.25%$3.49M6.10%
    Pennantpark Floating Rate Capital Limited 4.25%$3.29M5.75%
    FS KKR Capital Corp 4.13%$2.63M4.60%
    Credit Quality

    As of 12/31/2022

    Maturity Breakdown

    As of 12/31/2022

    Country Allocation

    As of 12/31/2022

    Country% Portfolio
    United States - Fixed Income40.38%
    United States - Equity21.26%
    Hong Kong - Equity1.51%
    Others - Fixed Income0.90%
    Canada - Fixed Income0.72%
    United Kingdom - Fixed Income0.71%
    France - Fixed Income0.50%
    United Kingdom - Equity0.34%
    Switzerland - Fixed Income0.28%
    Netherlands - Fixed Income0.23%
    Ireland - Fixed Income0.18%
    Others - Equity0.15%
    Italy - Fixed Income0.15%
    Mexico - Fixed Income0.13%
    China - Fixed Income0.13%
    Australia - Fixed Income0.07%
    Spain - Fixed Income0.07%
    Sweden - Fixed Income0.07%
    Israel - Fixed Income0.06%
    Argentina - Fixed Income0.06%
    Brazil - Fixed Income0.06%
    Finland - Fixed Income0.06%
    Germany - Fixed Income0.04%
    Japan - Fixed Income0.03%
    Belgium - Fixed Income0.03%
    Singapore - Fixed Income0.03%
    Norway - Fixed Income0.03%
    Greece - Fixed Income0.02%
    Denmark - Fixed Income0.02%
    Indonesia - Fixed Income0.02%
    India - Fixed Income0.02%
    Colombia - Fixed Income0.01%
    New Zealand - Fixed Income0.01%
    Turkey - Fixed Income0.01%
    South Korea - Fixed Income0.01%
    Russia - Fixed Income0.01%
    Chile - Fixed Income0.01%
    Hong Kong - Fixed Income0.01%
    South Africa - Fixed Income0.01%
    Thailand - Fixed Income0.00%
    Czech Republic - Fixed Income0.00%
    Taiwan - Equity0.00%
    Poland - Fixed Income0.00%
    China - Equity0.00%
    Hungary - Fixed Income0.00%
    Philippines - Fixed Income0.00%
    Peru - Fixed Income0.00%
    Vietnam - Fixed Income0.00%
    Portugal - Fixed Income0.00%
    Switzerland - Equity0.00%
    South Africa - Equity0.00%
    Malaysia - Fixed Income0.00%
    Mexico - Equity0.00%
    Pakistan - Fixed Income0.00%
    Taiwan - Fixed Income0.00%
    Slovakia - Fixed Income0.00%
    Venezuela - Fixed Income0.00%
    Singapore - Equity0.00%

    Closed-end fund historical distribution sources have included net investment income, realized gains, and return of capital. For more detailed information on the distributions of a specific fund, please visit the sponsor's website.


    Distribution type sourced from Morningstar. For specific information about a fund's distribution sources, visit the fund sponsor's website.

    The following information applies to closed-end funds in general: Fund shares are not guaranteed or endorsed by any bank or other insured depository institution, and are not federally insured by the Federal Deposit Insurance Corporation. Shares of closed-end funds are subject to investment risks, including the possible loss of principal invested. There can be no assurance that fund objectives will be achieved. Closed-end funds frequently trade at a discount to their net asset value. NAV returns are net of fund expenses, and assume reinvestment of distributions.